Why Beyond Compliance?

The minefield of regulation governing legal services delivery can be easy to get lost in; especially when you are trying to provide a high standard of service to your clients. Just working out which rules apply to which entity – whether operating as a regulated firm, self-employed barrister, chambers, training provider or ABS – can be very difficult to fathom. When there are different rules applying to different types of work; especially around the Transparency provisions , this can make negotiating your way through safely, extremely difficult.

The level of bureaucracy and ‘red tape’ can be very off-putting but given the potentially severe implications of regulatory breaches in the form of fines, disciplinary action or at the worst case: intervention, closure or prison, not taking compliance seriously is not an option.

The good news is that we can show you how compliance can actually improve your business so that your legal services businesses can go ‘Beyond Compliance’ and use the policies, procedures and systems to improve business, staff motivation, client retention and therefore profits.

The move by regulators to focus on self-regulation actually allows flexibility and innovation. Regulation will increasingly be one of the drivers of the legal services arena particularly with the increase in ‘lawtech’. How your business responds will determine your standing in the market.

Do you want your business to simply react to the regulatory regime or would you like to stay one step ahead of the game and use this flexibility and innovation to benefit your business? If so, Beyond Compliance can help you achieve this aim.

Compliance Health Check

With so much to focus on, it’s hard enough for legal businesses to keep on top of retaining and securing clients and carrying out your day to day roles; which we all know is ultimately protecting your clients in legal matters. Self-regulation has changed the game….

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Compliance Documents

There are plenty of offerings out there for ‘off the shelf’ compliance documents or IT systems. However, there is a real danger with these as each legal business is different and does things in a different way. Indeed, the SRA have recently stated as much…

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Compliance & File Auditing

Auditing is a key part of compliance and never has this been more important than with the drive towards self-regulation; the vague and subjective nature of the Standards and Regulations means that it is up to legal businesses to show…

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More services:

HR Consultancy

At Beyond Compliance we understand how important the people within your legal organisation are, as well as how important it..

Wellbeing Support

Wellbeing within the legal sector and the call for change to how it has traditionally been viewed and managed, has..

Culture Facilitation

The legal profession has earned itself a difficult reputation when it comes to workplace culture, with it being declared ‘one..

Transferring Lawyers

If you are a legal professional and you are thinking about transferring your practice or entering a new regulatory environment;..

COLP and COFA Coaching

Whether you drew the short straw, were the only viable candidate for the role or felt that it was your..

Coaching & Training

At Beyond Compliance our philosophy is that people learn better and retain more information if they are engaged in the..

Authorisation Assistance

If you are thinking of setting up a new legal services venture or changing the corporate status, this will likely..

Legal Process Analysis

The technological age has changed the way we all work. We can now do wonderful things with software and for..

Our recent blog posts:

BSB regulatory expectation of chambers series: Due diligence obligations

BSB regulatory expectation of chambers series This is the first in a series of blogs in which I explore the..

The many routes into law – and the resulting problems

Ann Thanaraj, Chloe James, Jane Ching, Jonathan Bourne and Michaela Hardwick 2 December 2024 What do you get when you..

The ABC of Wellbeing in the legal sector

Wellbeing is a very hot topic in the legal professions at the moment with calls for change coming from many..

Changes to the Legal Ombudsman’s Scheme Timescales and the impact on your compliance obligations

On 1 April 2023, changes to the Legal Ombudsman’s Scheme Rules are due to go live. This is the first..

Discover your learning style and how to use it to maximise your performance

We all learn in different ways but it is not always the case that our learning environment is adapted accordingly…

Beyond the horizon – opportunities for creating independent, sustainable futures for lawyers

Earlier this year, we wrote an article for Counsel magazine about entity regulation for barristers; given the winds of change..

An overview of the draft UK Data Reform Bill and how it could impact your compliance obligations.

On 17th June 2022, following a consultation on reforms to UK data protection law, the Department for Digital, Culture, Media..

How legal practices can avoid a fine of £98,000

Cyber-crime has grown exponentially in recent years, with the NCSC publishing a joint advisory report on 9th February 2022 showing..

How to Master Reflective Practice and why it’s so important to solicitors and barristers

Why do lawyers need to develop Reflective Practice? The simple answer is – because the regulators tell us we must!..

Climbing the Competence Ladder

Competence is a vitally important topic in the legal services professions, particularly for those working in a regulated environment. This..

Legal services risk from the Russian conflict: Another dimension – Data

There has rightly been a lot of focus in recent days about sanctions and anti-money laundering issues in relation to..

BSB Transparency Rules: where do I start?

When you are a self-employed barrister or involved in the management of a BSB regulated entity or a chambers, your..

The “P” Factor (pupillage recruitment)

I’ve been working on the compliance side of pupillage recruitment recently and it seems to me as an objective bystander..

What can carpenters teach lawyers?

One thing that I have constantly struggled to understand, through years of dealing with compliance and quality – whether it’s..

File Auditing

It ain’t what you do, it’s the way that you do it It goes without saying that following the increase..